Lead Branch Banking Audit

Job Description

Bank Internal Audit / Product & Operations Audit

Role: Internal Audit / Product & Operations Audit
Industry: Banking / Financial Services
Location: Not specified in the supplied posting
Contact: Ayushi Jain – 8871021222
📧 Email: Ayushijain@skillventory.com

Key Responsibilities
Participate in audits of various banking businesses, with emphasis on Product and Operations Audits.
Assist in planning and implementing risk-based audit plans to ensure the bank’s safety and soundness.
Complete assigned audits and maintain proper audit workpapers within timelines.
Track reported audit issues through resolution.
Benchmark processes against best practices and peer banks.
Maintain and regularly update the Audit Procedure Manual and audit checklists.
Develop checklists for internal/concurrent auditors.
Test products, processes, and procedures to identify potential risks, bottlenecks, and control gaps.
Recommend improvements to existing processes and systems to management.
Concurrent Audit Responsibilities
Oversee the Concurrent Audit process.
Ensure concurrent audit reports are submitted on time.
Ensure audit checklists are regularly updated.
Review concurrent audit findings and issues appropriately.
Follow up on identified issues and ensure timely rectification.

Best suited for: Candidates with experience in banking internal audit, product/process audit, operations audit, risk-based auditing, or concurrent audit, particularly those familiar with audit checklists, workpapers, issue tracking, and control testing.